证监基金字[2005]96号
颁布日期:20050608 实施日期:20050608 颁布单位:国家证券监督管理委员会
Zheng Jian Jijin Zi [2005] No. 96
On June 8, 2005
All Fund Management Companies:
The following Notice on Matters concerning fund management company's making fund investment with self-owned capital is formulated in accordance with provisions in the Law of the People's Republic of China on Securities Investment Funds and Provisional Measures for the Administration of Securities Investment Funds to standardize fund management company's acts of making fund investment with self-owned capital and to protect the legitimate rights and interests of holders of fund units.
1. The fund management company shall comply with relevant provisions in laws, administrative regulations and those set forth by the CSRC and follow the corresponding procedures set forth its articles of association in making investment with self-owned capital.
2. The fund management company shall follow the principle of prudence and soundness, intensify its efforts in managing the liquidity of self-owned capital to maintain its normal operation. It is prohibited from carrying out the following activities: providing financing for others, lending capital to other institutions, engaging in other improper connected/related transactions or interests delivery or infringing
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